RISK MANAGEMENT & COMPLIANCE

GMSA uses the services of specialist external consultant ‘City Capital Consulting’ and regulatory accountant ‘Fisher, Sassoon & Marks’ to assist with its reporting requirements.

As an FCA authorised and regulated entity, everyone within the organisation is responsible for maintaining the highest ethical standards when conducting business. GMSA has a vigorous compliance culture and a comprehensive compliance program. We take great care in implementing practices that reduce risks for our clients.

Click here to view our MIFIDPRU 8 Annual Disclosures YE 2023.

Click here to view our MIFIDPRU 8 Annual Disclosures YE 2022.

Click here to view GMSA Investments Limited Pillar III Disclosure.

Click here to view GMSA Investments Limited Execution Policy.
Click here to view GMSA Investments Limited Standardised Costs Information.

Click here to view GMSA Investments Limited 2021 RTS28 Report.

Click here to view GMSA Investments Limited 2020 RTS28 Report.

Click here to view GMSA Investments Limited 2019 RTS28 Report.

Click here to view GMSA Investments Limited 2018 RTS28 Report.

Impersonation and Scam Warning

  There is an increase in Financial Firm impersonation and scam attempts. Fraudsters may impersonate our firm and/or impersonate our staff members.

GMSA Investments Limited are not authorised to offer advice or deal with Retail Investors and only hold the relevant permissions to deal with Professional or Institutional Investors. We are not authorised to conduct business with Retail Clients so this means we will never contact individuals or Retail Investors to sell products or services.

Please click "Continue" to continue to our website.

Continue